FAQ

General

What is Financial Guard and How Does It Work?

Given my financial situation, should I choose an investment advisory service? Why or why not?

How will you choose investments to recommend to me?

What is your relevant experience, including your licenses, education, and other qualifications? What do these qualifications mean?

Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me.

How might your conflicts of interest affect me, and how will you address them?

As a financial professional, do you have any disciplinary history? For what type of conduct.

Who is my primary contact person? Is he or she a representative of an investment advisor or broker-dealer? Who can I talk to if I have concerns about how this person is treating me?


Getting Started: Payment & Profile

What do I need to do to receive my Portfolio(s) Assessment and Investment Recommendations?

I don’t really follow the markets. How will Financial Guard help me get personalized advice?

How does Financial Guard make recommendations?

What info does Financial Guard take into consideration?

What are some of the limitations and risks of using an online investment adviser like Financial Guard?